Art. 581-1 - Short Title of Act

Article 581-1. Short Title of Act
Article 581-2. Creating the State Securities Board and Providing for Appointment of Securities Commissioner
Article 581-2-1. Conflict of Interest
Article 581-2-2. Information About Standards of Conduct
Article 581-2-3. Training
Article 581-2-4. Division of Policy and Management Responsibilities
Article 581-2-5. Public Testimony
Article 581-2-6. Complaints Information
Article 581-2-7. Equal Employment Opportunity Policy Statement
Article 581-2-8. Alternative Rulemaking and Dispute Resolution
Article 581-3. Administration and Enforcement by the Securities Commissioner and the Attorney General and Local Law Enforcement Officials
Article 581-3-1. Nonexclusivity of Means of Enforcement
Article 581-4. Definitions
Article 581-5. Exempt Transactions
Article 581-6. Exempt Securities
Article 581-7. Permit or Registration for Issue by Commissioner; Information for Issuance of Permit or Registration
Article 581-8. Consent to Service
Article 581-9. Protection to Purchasers of Securities
Article 581-10. Examination of Application; Permit
Article 581-10-1. Purposes
Article 581-11. Papers Filed With Commissioner; Records Open to Inspection
Article 581-12. Registration of Persons Selling Securities or Rendering Investment Advice
Article 581-12-1. Notice Filing for Federal Covered Investment Advisers and Representatives of Federal Covered Investment Advisers
Article 581-13. Method and Condition of Registration Required for Dealer, Agent, Investment Adviser, or Investment Adviser Representative
Article 581-13-1. Inspection
Article 581-14. Denial, Suspension or Revocation of Registration as Dealer, Agent, Investment Adviser, or Investment Adviser Representative
Article 581-15. Issuance of Registration Certificates to Dealers and Investment Advisers
Article 581-17. Form of Certificates to Dealers and Investment Advisers
Article 581-18. Registration of Agents of Dealers or of Representatives of Investment Advisers
Article 581-19. Annual Registration; Renewals
Article 581-20. Display or Advertisement of Fact of Registration Unlawful
Article 581-21. Posting Registration Certificates
Article 581-22. Regulation of Offers
Article 581-23. Cease and Desist Orders; Cease Publication Orders; List of Securities Offered
Article 581-23-1. Assessment of Administrative Fines
Article 581-23-2. Emergency Cease and Desist Order
Article 581-24. Hearings Upon Exception to Actions of Commissioner
Article 581-25. Revocation of Registration of Any Dealer, Agent, Investment Adviser, or Investment Adviser Representative
Article 581-25-1. Receiverships of Persons or Assets
Article 581-26. Notices by Registered Mail
Article 581-27. Judicial Review
Article 581-28. Investigations, Investigatory Materials, and Registration Related Materials
Article 581-28-1. Adoption of Rules and Regulations
Article 581-29. Penal Provisions
Article 581-29-1. Limitation
Article 581-29-2. Aggregation of Amounts Involved in Securities Fraud
Article 581-29-3. Criminal Responsibility of Corporation or Association
Article 581-30. Certified Copies of Papers Filed With Commissioner as Evidence
Article 581-31. Construction
Article 581-32. Injunctions, Restitution, and Civil Penalties
Article 581-32-1. Refund
Article 581-33. Civil Liability With Respect to Issuance or Sale of a Security
Article 581-33-1. Civil Liability of Investment Advisers and Investment Adviser Representatives
Article 581-33-2. Stay of Recognition or Enforcement of Foreign Country Judgment
Article 581-34. Actions for Commission; Allegations and Proof of Compliance
Article 581-35. Fees
Article 581-35-1. Fees for Sales of Excess Securities
Article 581-35-2. Fees for Sales of Unregistered Securities
Article 581-36. Deposit to General Revenue Fund
Article 581-37. Pleading Exemptions
Article 581-38. Partial Invalidity; Severability
Article 581-39. Repeal of Securities Act and Insurance Securities Act Now in Effect; Saving Clause as to Pending Proceedings
Article 581-42. Reduced Fees
Article 581-43. Investor Education
Article 581-44. Crowdfunding
Article 581-45. Protection of Vulnerable Adults From Financial Exploitation